IT General controls, Application controls
Group policies, Controlling, Organisation, Motivation
Sarbanes-Oxley Act, MaRisk, BDSG, ISO/IEC 27001, etc.
Vendor management, KPI Monitoring, Contracting
Sarbanes-Oxley Act, SOX IT controls, SOX Implementation
Laws & regulations, Data flow analysis, IT Security
Supervised and led multicultural teams on local and international Internal Audit engagements. Ensured compliance with Group Audit methodologies, laws & regulations and other applicable standards set by the Institute of Internal Auditors (IIA).
Engagement Management of External IT Audits in the Financial Services Industry. Major tasks included IT General controls testing, Application controls assurance, Attestation of the IT Compliance in terms of the annual Financial statement and IT Compliance with local laws and regulations (e.g. MaRisk, SOX IT Compliance, Data Protection).
Advised Management with the implementation of internal control frameworks (e.g. SOX, Internal Control System) of several local and international banks and insurance entities. Consulted Group IT with audit aspects, local regulatory requirements and control processes and systems.
Several years experience with the Engagement Management of External IT Audits and Advisory projects in the Financial Services Industry at KPMG Switzerland. Member of the national core team for strategical alignment of the Risk & Compliance Division of KPMG Switzerland. Key clients: Local and international bank and insurance entities.
Diploma in Business Informatics
University of Applied Sciences Wuerzburg
ITIL v3 Foundation
IT Service Management and ITIL
Lean and Six Sigma methodologies – White belt
Certified Information Systems Auditor
Trading license of the Swiss Exchange
Trading rules and regulations