Fernis.consulting

l

Planning

Fieldwork

Reporting

Follow-up

IT-Audit

IT General controls, Application controls

IT Governance

Group policies, Controlling, Organisation, Motivation

Z

IT Compliance

Sarbanes-Oxley Act, MaRisk, BDSG, ISO/IEC 27001, etc.

IT-Outsourcing

Vendor management, KPI Monitoring, Contracting

SOX Compliance

Sarbanes-Oxley Act, SOX IT controls, SOX Implementation

Data protection

Laws & regulations, Data flow analysis, IT Security

Professional Experience

Supervised and led multicultural teams on local and international Internal Audit engagements. Ensured compliance with Group Audit methodologies, laws & regulations and other applicable standards set by the Institute of Internal Auditors (IIA).

Engagement Management of External IT Audits in the Financial Services Industry. Major tasks included IT General controls testing, Application controls assurance, Attestation of the IT Compliance in terms of the annual Financial statement and IT Compliance with local laws and regulations (e.g. MaRisk, SOX IT Compliance, Data Protection).

Advised Management with the implementation of internal control frameworks (e.g. SOX, Internal Control System) of several local and international banks and insurance entities. Consulted Group IT with audit aspects, local regulatory requirements and control processes and systems.

Several years experience with the Engagement Management of External IT Audits and Advisory projects in the Financial Services Industry at KPMG Switzerland. Member of the national core team for strategical alignment of the Risk & Compliance Division of KPMG Switzerland. Key clients: Local and international bank and insurance entities.

Jörg Fernis

Freelance IT Audit, Risk & Control Consultant, fernis.consulting

Z

Diploma in Business Informatics

University of Applied Sciences Wuerzburg

Z

ITIL v3 Foundation

IT Service Management and ITIL

Z

Six Sigma

Lean and Six Sigma methodologies – White belt

Z

CISA certified

Certified Information Systems Auditor

Z

Trading license of the Swiss Exchange

Trading rules and regulations

Get in touch

7 + 15 =